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Gen Digital Inc. Director's Dealing 2022

Sep 15, 2022

30336_dirs_2022-09-15_134c6913-b8b0-444c-9b5d-d527957043aa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NortonLifeLock Inc. (NLOK)
CIK: 0000849399
Period of Report: 2022-09-13

Reporting Person: Hao Kenneth (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-09-13 Common Stock A 5010 $0.00 Acquired 5010 Direct
2022-09-13 Common Stock A 960 $21.72 Acquired 5970 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 79 Indirect
Common Stock 88132 Indirect

Footnotes

F1: In connection with the Reporting Person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such Reporting Person has been granted restricted stock units. 100% of the restricted stock units vest on the grant date.

F2: Shares issued pursuant to the 2013 Equity Incentive Plan, as amended.

F3: Mr. Hao has an indirect pecuniary interest in these shares of the common stock held in a managed account through a broker-dealer.

F4: These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates and certain of the funds they manage ("Silver Lake"). Mr. Hao formerly served as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities.