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Gen Digital Inc. — Director's Dealing 2019
Apr 2, 2019
30336_dirs_2019-04-02_18dfad8f-ac09-415b-821f-fb01f4d198fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYMANTEC CORP (SYMC)
CIK: 0000849399
Period of Report: 2019-04-01
Reporting Person: Clark Gregory S. (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-01 | Common Stock | M | 175023 | $23.19 | Acquired | 2220355 | Direct |
| 2019-04-01 | Common Stock | F | 80309 | $23.19 | Disposed | 2140046 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-01 | Performance-based Restricted Stock Units | $ | M | 175023 | Disposed | Common Stock (175023) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1122938 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $6.73 | 2025-09-09 | Common Stock (3665271) | 3665271 | Direct |
Footnotes
F1: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold.
F2: The shares were originally acquired pursuant to the Restricted Stock Reinvestment Agreement, dated as of June 12, 2016 with Symantec.
F3: Represents PRUs originally reported by the reporting person in a Form 4 filed with the Commission on October 3, 2018.
F4: The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016. No transaction is reported. The
amount of securities held following the reported transaction is included for information purposes only.