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Gen Digital Inc. — Director's Dealing 2019
Apr 2, 2019
30336_dirs_2019-04-02_c9515d04-472b-464f-92e7-3055d5e3826d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYMANTEC CORP (SYMC)
CIK: 0000849399
Period of Report: 2019-04-01
Reporting Person: Noviello Nicholas R (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-01 | Common Stock | M | 44184 | $23.19 | Acquired | 592724 | Direct |
| 2019-04-01 | Common Stock | F | 21907 | $23.19 | Disposed | 570817 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-01 | Performance-based Restricted Stock Units | $ | M | 44184 | Disposed | Common Stock (44184) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $8.35 | 2026-01-27 | Common Stock (775028) | 775028 | Direct |
Footnotes
F1: Shares withheld by Symantec Corporation ("Symantec") to satisfy tax withholding requirements on vesting of performance-based restricted stock units (PRUs). No shares were sold.
F2: Represents performance-based restricted stock units (PRUs) originally reported by the reporting person in a Form 4 filed with the Commission on
October 3, 2018.
F3: 370,445 options were fully vested as of August 1, 2016. The remaining options vest and become exercisable in equal monthly installments over a
period of two years, beginning August 1, 2016. No transaction is reported. The amount of securities held following the reported transaction is
included for information purposes only.