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Gen Digital Inc. — Director's Dealing 2019
Apr 15, 2019
30336_dirs_2019-04-15_aad8e5c0-2ba6-41b1-a0c6-d3a239edb6c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYMANTEC CORP (SYMC)
CIK: 0000849399
Period of Report: 2019-04-12
Reporting Person: Clark Gregory S. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-12 | Common Stock | M | 61170 | $6.73 | Acquired | 1565007 | Direct |
| 2019-04-12 | Common Stock | S | 61170 | $24.0028 | Disposed | 1503837 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-12 | Non-Qualified Stock Options | $6.73 | M | 61170 | Disposed | 2025-09-09 | Common Stock (61170) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1122938 | Indirect |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2019.
F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $24 to $24.02 per share. Full information
regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission,
the Issuer, or a security holder of the Issuer.
F4: The shares were originally acquired pursuant to the Restricted Stock Reinvestment Agreement, dated as of June 12, 2016 with Symantec.
F5: The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.