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Gen Digital Inc. Director's Dealing 2019

Jun 12, 2019

30336_dirs_2019-06-12_1222f903-b7a5-4b54-b942-bf6e86deb5e3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYMANTEC CORP (SYMC)
CIK: 0000849399
Period of Report: 2019-06-10

Reporting Person: Kapuria Samir (EVP & GM, CBU & Cyber Sec.Svcs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-10 Common Stock A 73647 $0.00 Acquired 359276 Direct
2019-06-12 Common Stock M 67566 $19.19 Acquired 426842 Direct
2019-06-12 Common Stock F 30002 $19.19 Disposed 396840 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-12 Performance-based Restricted Stock Units $ A 112606 Acquired Common Stock (112606) Direct
2019-06-12 Performance-based Restricted Stock Units $ M 67566 Disposed Common Stock (67566) Direct

Footnotes

F1: Represents shares that are issuable pursuant to restricted stock units. 30% vests on June 1, 2020, 30% vests on June 1, 2021 and 40% vests
on June 1, 2022.

F2: Shares withheld by Symantec Corporation ("Symantec) to satisfy tax withholding requirements on vesting of performance-based restricted stock
units (PRUs). No shares were sold.

F3: On July 10, 2018, the Reporting Person was granted PRUs with a target of 238,242 shares. The PRU provides that, depending on the Issuer's achievement of the performance criteria for fiscal 2019, 0% to 200% of the target shares will be eligible to be earned at the end of fiscal 2019 (the "Grant 1 Eligible Shares"), subject to certain further adjustments, provided that the Reporting Person is employed by the Issuer through March 29, 2019 and April 3, 2020, as described herein. The performance criteria were partially satisfied, resulting in 112,606 shares becoming Grant 1 Eligible Shares for fiscal 2019. These shares vested as to 60% on March 29, 2019 and were released on June 12, 2019, and 40% will vest on April 3, 2020 subject to restrictions, including continued employment through such date.