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Gen Digital Inc. — Director's Dealing 2019
Nov 5, 2019
30336_dirs_2019-11-05_d3e47843-5c46-44ce-b947-ac41a2de329c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NortonLifeLock Inc. (NLOK)
CIK: 0000849399
Period of Report: 2019-11-01
Reporting Person: HILL RICHARD (Director, Interim President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-01 | Common Stock | F | 963 | $23.41 | Disposed | 46921 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-04 | Employee Stock Option (right to buy) | $19.85 | A | 650000 | Acquired | 2022-05-24 | Common Stock (650000) | Direct |
Footnotes
F1: Shares withheld by NortonLifeLock to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold.
F2: On August 30, 2019, the Reporting Person entered into a transition services agreement which amended the conditions of his May 24, 2019 performance stock option grant. 650,000 shares vested and became exercisable upon the closing of the sale of the Company's enterprise security business to Broadcom Inc.
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