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Gen Digital Inc. — Director's Dealing 2018
May 21, 2018
30336_dirs_2018-05-21_63ff77c8-4821-469a-90d6-d11a5978af9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYMANTEC CORP (SYMC)
CIK: 0000849399
Period of Report: 2018-05-17
Reporting Person: Hao Kenneth (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-17 | Common Stock | A | 12320 | $0.00 | Acquired | 41659 | Indirect |
| 2018-05-17 | Common Stock | A | 2240 | $22.32 | Acquired | 43899 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 79 | Indirect |
Footnotes
F1: In connection with the Reporting Person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such Reporting Person has been granted restricted stock units.100% of the restricted stock units vest on grant date.
F2: Shares issued pursuant to 2000 Director Equity Incentive Plan, as amended.
F3: These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates and certain of the funds they manage ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities.
F4: Mr. Hao has an indirect pecuniary interest in these shares of the common stock held in a managed account through a broker-dealer.