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Gen Digital Inc. — Director's Dealing 2017
Jan 18, 2017
30336_dirs_2017-01-18_3ed4bdf2-7f70-4a51-a4b1-d2449e2396a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYMANTEC CORP (SYMC)
CIK: 0000849399
Period of Report: 2017-01-17
Reporting Person: Fey Michael David (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-17 | Common Stock | M | 13215 | $1.69 | Acquired | 288954 | Direct |
| 2016-01-17 | Common Stock | S | 13215 | $25.8685 | Disposed | 275739 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-17 | Non-Qualified Stock Option (right to buy) | $1.69 | M | 13215 | Disposed | 2025-05-22 | Common Stock (13215) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.73 | 2025-09-09 | Common Stock (2601625) | 2601625 | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016 and amended on November 8, 2016.
F2: Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $25.79 to $26.01 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4: The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.
F5: No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.