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Gen Digital Inc. — Director's Dealing 2017
Feb 16, 2017
30336_dirs_2017-02-16_58d26b3c-a376-45cb-9478-8525b2ce501d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYMANTEC CORP (SYMC)
CIK: 0000849399
Period of Report: 2017-02-15
Reporting Person: Fey Michael David (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-15 | Common Stock | M | 13215 | $1.69 | Acquired | 288954 | Direct |
| 2017-02-15 | Common Stock | S | 13215 | $28.55 | Disposed | 277786 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-15 | Non-Qualified Stock Option (right to buy) | $1.69 | M | 13215 | Disposed | 2025-05-22 | Common Stock (13215) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $6.73 | 2025-09-09 | Common Stock (2601625) | 2601625 | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016 and amended on November 8, 2016.
F2: Includes 2,047 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2017.
F3: The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.
F4: No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.