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Gen Digital Inc. Director's Dealing 2016

Aug 3, 2016

30336_dirs_2016-08-03_48b7d2b2-4cef-4e57-ba7e-15a7b1eea787.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SYMANTEC CORP (SYMC)
CIK: 0000849399
Period of Report: 2016-08-01

Reporting Person: Fey Michael David (President and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-01 Common Stock A 173410 $0.00 Acquired 173410 Direct
2016-08-01 Common Stock A 102329 $0.00 Acquired 275739 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-01 Employee Stock Option (right to buy) $1.69 A 79287 Acquired 2025-05-22 Common Stock (79287) Direct
2016-08-01 Employee Stock Option (right to buy) $6.73 A 2601625 Acquired 2025-09-09 Common Stock (2601625) Direct

Footnotes

F1: Shares acquired pursuant to the merger (the "Merger") in which a wholly owned subsidiary of Symantec was merged with and into Blue Coat, Inc. ("Blue Coat"). The Reporting Person held 98,699.62 restricted stock units to acquire Blue Coat common stock that were exchanged for restricted stock units to acquire Symantec common stock in the Merger. On the effective date of the Merger, the closing price of Symantec's common stock was $20.55 per share. Shares to vest 30% on August 1, 2017, 30% on August 1, 2018, and 40% on August 1, 2019.

F2: Shares acquired pursuant to the Merger. The Reporting Person held 58,242.65 restricted stock units to acquire Blue Coat common stock that were exchanged for restricted stock units to acquire Symantec common stock in the Merger. On the effective date of the Merger, the closing price of Symantec's common stock was $20.55 per share. Shares to vest 30% on August 1, 2017, 30% on August 1, 2018, and 40% on August 1, 2019.

F3: The option is fully vested.

F4: Acquired pursuant to the Merger. The Reporting Person held an employee stock option to acquire 53,333.33 shares of Blue Coat common stock for $2.50 per share that was exchanged for this option to purchase shares of common stock of Symantec in the Merger

F5: The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.

F6: Acquired pursuant to the Merger. The Reporting Person held an employee stock option to acquire 1,750,000 shares of Blue Coat common stock for $10.00 per share that was exchanged for this option to purchase shares of common stock of Symantec in the Merger.