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Gen Digital Inc. — Director's Dealing 2013
Sep 12, 2013
30336_dirs_2013-09-12_e9b58251-69ad-4dde-87ac-d906c28bedf5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYMANTEC CORP (SYMC)
CIK: 0000849399
Period of Report: 2013-09-10
Reporting Person: DEL MATTO ANDREW H (SVP and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-10 | Common Stock | M | 3000 | $15.32 | Acquired | 54287 | Direct |
| 2013-09-10 | Common Stock | M | 2000 | $14.44 | Acquired | 56287 | Direct |
| 2013-09-10 | Common Stock | M | 1875 | $18.50 | Acquired | 58162 | Direct |
| 2013-09-10 | Common Stock | S | 3000 | $25.4935 | Disposed | 55162 | Direct |
| 2013-09-10 | Common Stock | S | 3875 | $25.4907 | Disposed | 51287 | Direct |
| 2013-09-10 | Common Stock | S | 1461 | $25.4629 | Disposed | 49826 | Direct |
| 2013-09-10 | Common Stock | S | 100 | $25.465 | Disposed | 49726 | Direct |
| 2013-09-10 | Common Stock | S | 3100 | $25.46 | Disposed | 46626 | Direct |
| 2013-09-10 | Common Stock | S | 3011 | $25.4633 | Disposed | 43615 | Direct |
| 2013-09-10 | Common Stock | S | 200 | $25.461 | Disposed | 43415 | Direct |
| 2013-09-10 | Common Stock | S | 700 | $25.4601 | Disposed | 42715 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-10 | Non-Qualified Stock Option (right to buy) | $15.32 | M | 3000 | Disposed | 2016-05-11 | Common Stock (3000) | Direct |
| 2013-09-10 | Non-Qualified Stock Option (right to buy) | $14.44 | M | 2000 | Disposed | 2017-06-10 | Common Stock (2000) | Direct |
| 2013-09-10 | Non-Qualified Stock Option (right to buy) | $18.50 | M | 1875 | Disposed | 2018-06-10 | Common Stock (1875) | Direct |
Footnotes
F1: 25% vested on the first anniversary from June 10, 2010. The remainder vested, and continues to vest, in equal monthly installments over the next 36 months.
F2: 25% vested on the first anniversary from June 10, 2011. The remainder vested, and continues to vest, in equal monthly installments over the next 36 months.
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