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Gen Digital Inc. — Director's Dealing 2013
May 6, 2013
30336_dirs_2013-05-06_a28c29a4-62b3-45cd-b7bd-39d707ba12fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SYMANTEC CORP (SYMC)
CIK: 0000849399
Period of Report: 2013-05-02
Reporting Person: BENNETT STEPHEN M (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-02 | Common Stock | M | 150000 | $0.00 | Acquired | 265000 | Direct |
| 2013-05-02 | Common Stock | M | 150000 | $0.00 | Acquired | 415000 | Direct |
| 2013-05-02 | Common Stock | F | 72326 | $24.56 | Disposed | 342674 | Direct |
| 2013-05-02 | Common Stock | F | 78270 | $24.56 | Disposed | 115000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-02 | Performance Contingent Stock Units | $ | M | 150000 | Disposed | Common Stock (150000) | Direct | |
| 2013-05-02 | Performance Contingent Stock Units | $ | M | 150000 | Disposed | Common Stock (150000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 373595 | Indirect |
Footnotes
F1: Includes 522 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2013.
F2: 149,926 shares were transferred to the Stephen M. Bennett and Marsha C. Jordan Revocable Trust on May 2, 2013.
F3: Includes 149,926 shares that were transferred from Mr. Bennett's direct holdings on May 2, 2013.
F4: Represents a performance contingent stock unit (PCSU) originally reported by the reporting person in a Form 4 filed with the Commission on October 23, 2012.
F5: Each PCSU represented a contingent stock right to receive one share of the Company's common stock upon the Company's common stock achieving a volume weighted average closing price per share of at or above $20.00.
F6: Each PCSU represented a contingent stock right to receive one share of the Company's common stock upon the Company's common stock achieving a volume weighted average closing price per share of at or above $22.00.