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GEE Group Inc. — Director's Dealing 2020
Jul 14, 2020
34917_dirs_2020-07-13_6d653c5d-09e7-4efe-9ef3-c0008cdb0f37.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GEE Group Inc. (JOB)
CIK: 0000040570
Period of Report: 2020-06-30-05:00
Reporting Person: THORPE KIM D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-30-05:00 | Common Stock, no par value | A | 109324 | $1.00 | Acquired | 209324 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-30-05:00 | 8% Convertible Subordinated Note | $1.00 | M | 100000 | Disposed | 2021-10-03-05:00 | Common Stock (100000) | Indirect |
| 2020-06-30-05:00 | Series C Preferred Stock | $1.00 | M | 9324 | Disposed | Common Stock (9324) | Indirect |
Footnotes
F1: Includes (i) 100,000 shares of common stock issued pursuant to conversion of 8% Convertible Subordinated Note into shares of Series C Cumulative Convertible Preferred Stock, and which were simultaneously converted into shares of common stock at $1.00 per share, and (ii) 9,324 shares of Series C Preferred Stock converted into shares of common stock at $1.00 per share. The 9,324 shares of Series C Preferred Stock converted includes 2,143 shares of common stock issued as accrued and unpaid interest at $1.00 per shares.
F2: Includes 100,000 shares of restricted common stock which were granted as compensation for services performed as a director of the Company and will cliff vest at the end of a three-year period on August 21, 2022.
F3: No expiration date.