GDL FUND — Director's Dealing 2020

Mar 11, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GDL FUND (GDL.C)
CIK: 0001378701
Period of Report: 2020-03-09

Reporting Person: GABELLI MARIO J (Director, Control Person of Adviser)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-09	Series C Cumulative Puttable and Callable Preferred Shares	S	2400	$50.5067	Disposed	216000	Direct
2020-03-10	Series C Cumulative Puttable and Callable Preferred Shares	S	5000	$51.5024	Disposed	40000	Indirect

Footnotes

F1: E3M 2016, LLC is a limited liability company. Mr. Gabelli has less than a 100% interest in E3M 2016 and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.