GDL FUND — Director's Dealing 2018

Apr 3, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GDL FUND (GDL.C)
CIK: 0001378701
Period of Report: 2018-03-29

Reporting Person: FERRARA ARTHUR V (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-29	Series C Cumulative Puttable and Callable Preferred Shares	J	225	$50	Acquired	225	Direct

Footnotes

F1: The reporting person acquired these Series C preferred shares through a primary allocation based on the exercise of preferred share purchase rights and also surrendering his Series B preferred shares.