GDL FUND — Director's Dealing 2016

Jul 13, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GDL FUND (GDL.B)
CIK: 0001378701
Period of Report: 2014-12-18

Reporting Person: GABELLI MARIO J (Director, Control Person of Adviser)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-12-18	Series B Cumulative Puttable and Callable Preferred Shares	J	105000	—	Disposed	0	Indirect

Footnotes

F1: The shares being reported were transferred to a separate trust account

F2: The shares reported reflect the total shares owned by E3M, LLC for which Mario J. Gabelli serves as a member.