AI assistant
Sending…
GDL FUND — Director's Dealing 2016
Jul 13, 2016
34212_dirs_2016-07-13_fe020bf5-8b44-49ad-ab2c-9128aa8b09a7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GDL FUND (GDL.B)
CIK: 0001378701
Period of Report: 2016-02-08
Reporting Person: GABELLI MARIO J (Director, 10% Owner, Control Person of Adviser)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-08 | Series B Cumulative Puttable and Callable Preferred Shares | J | 320000 | — | Acquired | 320000 | Direct |
Footnotes
F1: The shares being reported were transferred from four separate trust accounts and are now directly held by the reporting person.
More from GDL FUND
Regulatory Filings
2026
May 7
Regulatory Filings
2026
Mar 19
Proxy Solicitation & Information Statement
2026
Mar 19
Director's Dealing
2026
Feb 24
Major Shareholding Notification
2026
Feb 13
Director's Dealing
2026
Jan 13
Regulatory Filings
2025
Dec 3
Regulatory Filings
2025
Nov 28
Regulatory Filings
2025
Nov 6
Regulatory Filings
2025
Sep 4