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GDL FUND — Director's Dealing 2010
Apr 19, 2010
34212_dirs_2010-04-19_3bd572ad-46c6-44b6-bb79-6ae31e4ed8bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Gabelli Global Deal Fund (GDL.A)
CIK: 0001378701
Period of Report: 2010-04-15
Reporting Person: GABELLI MARIO J (Director)
Reporting Person: GAMCO INVESTORS, INC. ET AL (Owner of Adviser)
Reporting Person: GGCP, INC. (Majority shareholder of GAMCO)
Reporting Person: GABELLI SECURITIES INC (Majority owned subsidiary)
Reporting Person: MJG IV LIMITED PARTNERSHIP (Limited Partnership)
Reporting Person: GPJ Retirement Partners, LLC (Limited Liability Company)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-15 | Series A Cumulative Callable Preferred Shares | S | 400 | $53.59 | Disposed | 379766 | Direct |
| 2010-04-16 | Series A Cumulative Callable Preferred Shares | S | 1002 | $53.3 | Disposed | 378764 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series A Cumulative Callable Preferred Shares | 70000 | Indirect |
| Series A Cumulative Callable Preferred Shares | 115000 | Indirect |
| Series A Cumulative Callable Preferred Shares | 717 | Indirect |
| Series A Cumulative Callable Preferred Shares | 103337 | Indirect |
Footnotes
F1: These shares are owned by MJG IV Limited Partnership a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F2: These shares are owned by GGCP. Mr. Gabelli has less than a 100% interest in this entity. Mr. Gabelli hereby disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F3: These shares are owned by Gabelli Securities, Inc. (GSI) a majority owned subsidiary of GAMCO. Mr. Gabelli, GAMCO, and GGCP have less than a 100% interest in GSI and disclaim beneficial ownership of the shares held by GSI which are in excess of their indirect pecuniary interests.
F4: These shares are owned by GAMCO Investors, Inc. (GAMCO). Mr. Gabelli and GGCP, Inc. (GGCP) have less than a 100% interest in this entity and disclaim beneficial ownership of the shares held by this entity which are in excess of their indirect pecuniary interests.