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GDL FUND — Director's Dealing 2010
Aug 16, 2010
34212_dirs_2010-08-16_29793bf7-8c81-4ce3-acd4-0d04b90dff67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Gabelli Global Deal Fund (GDL.A)
CIK: 0001378701
Period of Report: 2010-08-12
Reporting Person: GABELLI MARIO J (Director, 10% Owner, Control Person of Advisor)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-12 | Series A Cumulative Callable Preferred Shares | S | 800 | $53.425 | Disposed | 377964 | Direct |
| 2010-08-13 | Series A Cumulative Callable Preferred Shares | S | 400 | $53.45 | Disposed | 377564 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series A Cumulative Callable Preferred Shares | 115000 | Indirect |
| Series A Cumulative Callable Preferred Shares | 103337 | Indirect |
| Series A Cumulative Callable Preferred Shares | 50798 | Indirect |
| Series A Cumulative Callable Preferred Shares | 717 | Indirect |
Footnotes
F1: These shares are owned by GGCP, Inc. (GGCP). Mr. Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it, which are in excess of his indirect pecuniary interest.
F2: These shares are owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it, which are in excess of their indirect pecuniary interests.
F3: These shares are owned by MJG IV Limited Partnership a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
F4: These shares are owned by Gabelli Securities, Inc. (GSI) a majority owned subsidiary of GAMCO. Mr. Gabelli, has less than a 100% interest in GSI and disclaims beneficial ownership of the shares held by GSI which are in excess of his indirect pecuniary interests.