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GDL FUND — Director's Dealing 2009
Aug 26, 2009
34212_dirs_2009-08-26_e6daaa0b-81b9-4fb2-b2a4-5a7987231cc3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Gabelli Global Deal Fund (GDL)
CIK: 0001378701
Period of Report: 2009-08-24
Reporting Person: GABELLI MARIO J (Director)
Reporting Person: GAMCO INVESTORS, INC. ET AL (Owner of Adviser)
Reporting Person: GGCP, INC. (Majority shareholder of GAMCO)
Reporting Person: GABELLI SECURITIES INC (Majority owned subsidiary of G)
Reporting Person: MJG IV LIMITED PARTNERSHIP (Limited Partnership)
Reporting Person: GPJ Retirement Partners, LLC (Limited Liability Company)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-24 | Common Shares | P | 10000 | $14.73 | Acquired | 1126612.51 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 62269 | Direct |
| Common Shares | 7174.2 | Indirect |
| Common Shares | 88859.52 | Indirect |
| Common Shares | 26789 | Indirect |
| Common Shares | 14759 | Indirect |
Footnotes
F1: The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mr. Gabelli and GGCP, Inc. (GGCP) have less than a 100% interest in GAMCO and disclaim beneficial ownership of the shares owned by this entity which are in excess of their indirect pecuniary interests.
F2: The shares reported reflect the total shares owned by Gabelli Securities, Inc. (GSI), a majority owned subsidiary of GAMCO. Mr. Gabelli, GAMCO, and GGCP have less than a 100% interest in GSI and disclaim beneficial ownership of the shares owned by this entity which are in excess of their indirect pecuniary interests.
F3: The shares reported reflect the total shares owned by GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interests.
F4: The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest.
F5: The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest.