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GDI PROPERTY GROUP Major Shareholding Notification 2017
64974_rns_2017-03-22_4b794084-679e-4e92-8a98-2f9cb873f990.pdf
Major Shareholding Notification
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Laval 47, 120 Collins Street
Melbourne VIC 3000
PO Box 24011
Melbourne VIC 3001
T +613 9017 8600
F +613 9017 8690 Freecall 1800 679 541 www.leggmason.com.au
Legg Mason Asset Management Australia Limited, ABN 76 004 835 849, AFSL No. 240827
$\mathcal{L}_{\mathcal{A}}$
| To: | Platform | ASX Company Announcements | From: Legg Mason Asset Management Australia Limited |
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|---|---|---|---|---|---|---|---|
| Fax: 1300 135 638 | Fax: 03 9017 8665 | ||||||
| Phone: | Phone: 03 9017 8653 | ||||||
| Pages (Including cover): 9 | Date: 23 March 2017 | ||||||
| Re: Submission of Form 605 re: GDI | |||||||
| Urgent | For Review | $\Box$ Please Comment | $\square$ Please Reply | $\Box$ Please Recycle | |||
| If you do not receive all pages, please telephone on 613 9017 8600. | This fax is confidential and may be privileged. If you are not the intended recipient, please take note that any disclosure, copying, distribution or use of the contents of this fax is strictly prohibited. Please notify the sender immediately by telephone. |
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Notes:
Please find following Form 605: Notice of ceasing to be a substantial shareholder by Legg Mason
$\ddot{\phantom{a}}$
Asset Management Australia Limited
Notice of ceasing to be a substantial shareholder
Form 605 Corporations Law Section 671B
GDI PROPERTY GROUP To: Level 23, 56 Pitt Street Sydney NSW 2000
1. Details of substantial shareholder
Legg Mason Asset Management Limited (ABN 76 004 838 849) and each of the bodies corporate listed in Annexure A
| The holder ceased to be a substantial holder on | 21/03/2017 | |
|---|---|---|
| The previous notice was given to the company on | 25/10/2016 | |
| The previous notice was dated | 25/10/2016 |
$\mathbf{z}$ Details of relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed and Person's votes affected |
Nature of relevant interest |
Class and number of securities affected |
Consideration given in relation to change |
Persons votes affected |
|---|---|---|---|---|---|
| 21/03/2017 | Legg Mason Asset Management Australia Limited and leach of the bodies corporate listed in Annexure A |
Ceased to be a substantial shareholder due to the sale of securities in the ordinary course of business |
See Appendix B & C |
$\overline{\mathbf{3}}$ . Changes in associates
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company of scheme are as follows:
| Name and ACN/ABN (if applicable) | Nature of association |
|---|---|
4. Addresses
The addresses of the persons named in this form are as follows:
| - - | . . lation |
|---|---|
| Legg Mason Asset Management | Level 47, 120 Collins Street, |
|---|---|
| Australia Limited | Melbourne VIC 3000 |
Dated
23/03/2017
$\mathop{\rm Rino}\nolimits$ Lupo Legg Mason Asset Management Australia Limited
ANNEXURE A
Legg Mason, Inc. Subsidiaries
| Name of Undertaking | Nature of Close Link |
|---|---|
| .egg Mason, Inc. | Parent Undertaking |
| egg Mason & Co., LLC. | Subsidiary of Parent Undertaking |
| egg Mason Asset Management Australia Limited | Subsidiary of Parent Undertaking |
| Legg Mason Asset Management Hong Kong Limited | Subsidiary of Parent Undertaking |
| Legg Mason Asset Management (Japan) Co., Ltd. | Subsidiary of Parent Undertaking |
| egg Mason Asset Management Singapore Pte. Limited | Subsidiary of Parent Undertaking |
| Legg Mason Charitable Foundation, Inc. | Subsidiary of Parent Undertaking |
| egg Mason International Equities Limited | Subsidiary of Parent Undertaking |
| Legg Mason Investment Funds Limited | Subsidiary of Parent Undertaking |
| Legg Mason Investments (Europe) Limited | Subsidiary of Parent Undertaking |
| Legg Mason Investments (Ireland) Limited | Subsidiary of Parent Undertaking |
| Legg Mason Investments (Taiwan) Limited | Subsidiary of Parent Undertaking |
| egg Mason Investments (Switzerland) GmbH | Subsidiary of Parent Undertaking |
| Legg Mason Holding (Switzerland) GmbH | Subsidlary of Parent Undertaking |
| Legg Mason Political Action Committee ("PAC") | Subsidiary of Parent Undertaking |
| Legg Mason Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | Subsidiary of Parent Undertaking |
| Brandywine (UK) Holdings Limited | |
| The Baltimore Company | Subsidiary of Parent Undertaking |
| Legg Mason & Co (UK) Limited | Subsidiary of Parent Undertaking |
| Legg Mason Canada Holdings Ltd | Subsidiary of Parent Undertaking |
| Legg Mason Commercial Real Estate Services, Inc. | Subsidiary of Parent Undertaking |
| Legg Mason Funding Ltd | Subsidiary of Parent Undertaking |
| Legg Mason Global Holdings Ltd | Subsidiary of Parent Undertaking |
| Legg Mason Holdings, LLC | Subsidiary of Parent Undertaking |
| Legg Mason International Holdings, LLC | Subsidiary of Parent Undertaking |
| Legg Mason International Holdings (Cayman) Limited | Subsidiary of Parent Undertaking |
| Legg Mason (Chile) Inversiones Holding Limitada | Subsidiary of Parent Undertaking |
| Legg Mason Investments Holdings Limited | Subsidiary of Parent Undertaking |
| Legg Mason Investments Nominees Limited | Subsidiary of Parent Undertaking |
| Legg Mason Real Estate Securities Advisors, Inc. | Subsidiary of Parent Undertaking |
| Legg Mason Realty Group, Inc. | Subsidiary of Parent Undertaking |
| Legg Mason Realty Partners, Inc. | Subsidiary of Parent Undertaking |
| Legg Mason Tower, Inc. | Subsidiary of Parent Undertaking |
| LM BAM, Inc. | Subsidiary of Parent Undertaking |
| LM (BVI) Limited | Subsidiary of Parent Undertaking |
| LM Capital Support V, LLC | Subsidiary of Parent Undertaking |
| LM Holdings Limited LM Holdings 2 Limited |
Subsidiary of Parent Undertaking |
| LM International Holding LP | Subsidiary of Parent Undertaking |
| Subsidiary of Parent Undertaking | |
| LM Tower, LLC | Subsidiary of Parent Undertaking |
| LMI Nominees Limited | Subsidiary of Parent Undertaking |
| Nova Scotia Company | Subsidiary of Parent Undertaking |
| Barrett Associates, Inc. | Subsidlary of Parent Undertaking |
| Brandywine Global Investment Management, LLC | Subsidiary of Parent Undertaking |
| Brandywine Global Investment Management (Canada), ULC | Subsidiary of Parent Undertaking |
| Brandywine Global Investment Management (Europe) Limited | Subsidiary of Parent Undertaking |
| Brandywine Global Investment Management (Asia) Pte. Limited | Subsidiary of Parent Undertaking |
| ClearBridge, LLC | Subsidiary of Parent Undertaking |
| ClearBridge Investments, LLC ClearBridge Management Holdings LLC |
Subsidiary of Parent Undertaking |
| Subsidiary of Parent Undertaking |
| Clarion Partners Holdings LLC | Subsidiary of Parent Undertaking |
|---|---|
| CP Intermediate Holdco, Inc. | Subsidiary of Parent Undertaking |
| Clarion Partners, LLC | Subsidiary of Parent Undertaking |
| Clarion Partners Europe, Ltd. | Subsidiary of Parent Undertaking |
| Clarion REIM South America Holdings, LLC | Subsidiary of Parent Undertaking |
| Clarion REIM South America Investimentos Imobiliarios LTDA | Subsidlary of Parent Undertaking |
| LM/Clarion I, LLC | Subsidiary of Parent Undertaking |
| LM/Clarion II, LLC | Subsidiary of Parent Undertaking |
| egg Mason ClearBridge Holdings LLC | Subsidiary of Parent Undertaking |
| Legg Mason Fund Asset Management, Inc. | Subsidiary of Parent Undertaking |
| egg Mason Investor Services, LLC | Subsidiary of Parent Undertaking |
| egg Mason Partners Fund Advisor, LLC | Subsidlary of Parent Undertaking |
| egg Mason Private Portfolio Group, LLC | Subsidiary of Parent Undertaking |
| LM Pelican Holdings, L.P. | Subsidiary of Parent Undertaking |
| LMM, LLC | Subsidiary of Parent Undertaking |
| LMOBC, Inc. | Subsidiary of Parent Undertaking |
| LMP Select, LLC | Subsidiary of Parent Undertaking |
| Martin Currie Investment Management Limited | Subsidiary of Parent Undertaking |
| Martin Currie Fund Management Limited | Subsidiary of Parent Undertaking |
| Martin Currie Asia PTE Limited | Subsidlary of Parent Undertaking |
| Martin Currie Inc. | Subsidiary of Parent Undertaking |
| Permal Group Ltd | Subsidiary of Parent Undertaking |
| Permal Group LLC | Subsidiary of Parent Undertaking |
| Permal Group Holdings LLC | Subsidiary of Parent Undertaking |
| Permal Capital Holdings LLC | Subsidiary of Parent Undertaking |
| Permal Capital Management, LLC | Subsidiary of Parent Undertaking |
| Permal UK Limited | Subsidiary of Parent Undertaking |
| Permal Cayman International LP | Subsidiary of Parent Undertaking |
| Permal MEP Cayman LP | Subsidiary of Parent Undertaking |
| EnTrustPermal Group Holdings LLC EnTrustPermal LLC |
Subsidiary of Parent Undertaking |
| QS Batterymarch Financial Management, Inc. | Subsidiary of Parent Undertaking Subsidiary of Parent Undertaking |
| QS Investors Fund Management, LLC | Subsidiary of Parent Undertaking |
| QS Investors Holdings, LLC | Subsidiary of Parent Undertaking |
| QS Investors, LLC | Subsidiary of Parent Undertaking |
| RARE Infrastructure Limited | Subsidiary of Parent Undertaking |
| RARE Infrastructure Finance Pty Limited | Subsidiary of Parent Undertaking |
| RARE Infrastructure (Sovereign Enterprise No. 1) Pty Limited | Subsidiary of Parent Undertaking |
| RARE Infrastructure (Europe) Pty Limited | Subsidlary of Parent Undertaking |
| RARE Infrastructure (North America) Pty Limited | Subsidiary of Parent Undertaking |
| RARE Holdings Pty Limited | Subsidiary of Parent Undertaking |
| RARE Infrastructure (UK) Limited | Subsidiary of Parent Undertaking |
| RARE Infrastructure USA, Inc. | Subsidiary of Parent Undertaking |
| Treasury RARE Holdings Pty Limited | Subsidiary of Parent Undertaking |
| RARE IP Trust | Subsidiary of Parent Undertaking |
| Legg Mason Australia Holdings Pty Limited | Subsidlary of Parent Undertaking |
| Legg Mason Royce Holdings, LLC Royce & Associates, LP |
Subsidiary of Parent Undertaking |
| Royce & Associates GP, LLC | Subsidiary of Parent Undertaking Subsidiary of Parent Undertaking |
| Royce Fund Services, Inc. | Subsidiary of Parent Undertaking |
| Royce Management Company, LLC | Subsidiary of Parent Undertaking |
| Western Asset Management Company | Subsidiary of Parent Undertaking |
| Western Asset Management Company Ltd- Japan | Subsidiary of Parent Undertaking |
| Western Asset Management Company Limited- UK | Subsidiary of Parent Undertaking |
$\sim 10^{11}$
| Western Asset Management Company Pty Ltd- Australia | Subsidiary of Parent Undertaking |
|---|---|
| Western Asset Management Company Distribuidora de Titulos E Valores Mobiliarios Limitada |
Subsidiary of Parent Undertaking |
| Western Asset Management Company Pte. Ltd.- Singapore | Subsidiary of Parent Undertaking |
| Batterymarch Asia GP, LTD | Subsidiary of Parent Undertaking |
| BGIM Capital Management, LLC | Subsidlary of Parent Undertaking |
| BMML, Inc. | Subsidiary of Parent Undertaking |
| Gray Seifert & Company, LLC | Subsidiary of Parent Undertaking |
| LM Asset Services, LLC | Subsidlary of Parent Undertaking |
| Martin Currie (Holdings) Limited | Subsidiary of Parent Undertaking |
| Martin Currie Limited | Subsidiary of Parent Undertaking |
| Martin Currie (Bermuda) Limited | Subsidiary of Parent Undertaking |
| China Healthcare GP Limited | Subsidiary of Parent Undertaking |
| China Development Capital GP Limited | Subsidiary of Parent Undertaking |
| Martin Currie Absolute Return Fund GP Limited | Subsidiary of Parent Undertaking |
| Moorgate Investment Management Limited (Dormant) | Subsidiary of Parent Undertaking |
| Martin Currie Trustees Limited (Dormant) | Subsidlary of Parent Undertaking |
| Pelican Holdings I, LLC | Subsidiary of Parent Undertaking |
| Pelican Holdings II, LLC | Subsidiary of Parent Undertaking |
| Permal Group Holdings Ltd. | Subsidiary of Parent Undertaking |
| Permal Group SAS | Subsidiary of Parent Undertaking |
| LM Cayco Ltd | Subsidiary of Parent Undertaking |
| Permal Investment Management Services Limited | Subsidiary of Parent Undertaking |
| Permal (Hong Kong) Ltd. | Subsidiary of Parent Undertaking |
| Permal Pte. Ltd. | Subsidiary of Parent Undertaking |
| Permal (Isle of Man) Ltd. | Subsidiary of Parent Undertaking |
| Permal Business Consulting (Shanghai) Ltd. | Subsidlary of Parent Undertaking |
| Permal Business Consulting (Beijing) Co., Ltd. | Subsidiary of Parent Undertaking |
| The St. James Bank & Trust Co. Ltd. SJBTC Ltd. |
Subsidiary of Parent Undertaking |
| W & P Fund Services Ltd. | Subsidlary of Parent Undertaking |
| Saintco Ltd. | Subsidiary of Parent Undertaking |
| Subsidiary of Parent Undertaking | |
| Permal (PGI) LLC | Subsidiary of Parent Undertaking |
| Permal Asset Management LLC Permal GP, LLC |
Subsidiary of Parent Undertaking |
| Subsidiary of Parent Undertaking | |
| Precidian Investments, LLC | Subsidiary of Parent Undertaking |
| Western Asset Holdings (Australia) Pty Ltd. | Subsidiary of Parent Undertaking |
| Western Asset Management (Cayman) Holdings Limited | Subsidiary of Parent Undertaking |
| Western Asset Management (UK) Holdings Limited | Subsidiary of Parent Undertaking |
| Western Asset Management (Brazil) Holdings Limitada | Subsidiary of Parent Undertaking |
| EnTrustPermal Partners Holdings LLC EnTrustPermal Partners LLC |
Subsidiary of Parent Undertaking |
| Subsidiary of Parent Undertaking | |
| EnTrust Permal FOF Management GP LLC | Subsidiary of Parent Undertaking |
| EnTrust Capital Management LP EnTrust Securities LLC |
Subsidiary of Parent Undertaking |
| Subsidiary of Parent Undertaking | |
| EnTrust Partners Offshore LLC | Subsidiary of Parent Undertaking |
| EnTrust Partners Offshore LP EnTrust Focus Partners LP |
Subsidiary of Parent Undertaking |
| EnTrust Investment Management Pte. Ltd. | Subsidiary of Parent Undertaking Subsidiary of Parent Undertaking |
| EnTrust Capital (UK) LLP | Subsidiary of Parent Undertaking |
| EnTrust Middle East Ltd. | Subsidiary of Parent Undertaking |
$\hat{A}$
$\sim 10^{-1}$
Annexure B
Legg Mason Asset Management Australia Limited Communication Communication
| Trade date | Trade Consideration Quantity | Class | |
|---|---|---|---|
| 03/21/17 | S | 12444741 | 1202390 Ordinary Shares I |
| 01/03/17 | B | 78752 | 79547 Ordinary Shares |
| 12/30/16 | 8 | 5108 | 5212 Ordinary Shares |
Annexure C
| Holder of relevant interest and Registed holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and number of securities affected |
|---|---|---|---|
| Legg Mason Asset Management Australia Limited |
Citi | Register and beneficial holder |
6,606,610 Fully Paid ordinary |
| Legg Mason Asset Management Australia Limited |
RBC | Register and beneficial holder |
14,048,076 Fully Paid ordinary |
| Legg Mason Asset Management Australia Limited |
BBH | Register and beneficial holder |
2,716,118 Fully Paid ordinary |
| Legg Mason Asset Management Australia Limited |
BNP | Register and beneficial holder |
1,460,340 Fully Paid ordinary |
| Legg Mason Asset Management Australia Limited |
NCS | Register and beneficial holder |
624,921 Fully Paid ordinary |
| Legg Mason Asset Management Australia Limited |
Northern Trust | Register and beneficial holder |
1,216,910 Fully Paid ordinary |
$\sim 10^{-1}$