GCM Grosvenor Inc. — Director's Dealing 2021

Jul 13, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GCM Grosvenor Inc. (GCMG)
CIK: 0001819796
Period of Report: 2020-11-20

Reporting Person: ADAGE CAPITAL PARTNERS GP, L.L.C. (10% Owner)
Reporting Person: Adage Capital Partners, L.P. (10% Owner)
Reporting Person: Adage Capital Advisors, L.L.C. (10% Owner)
Reporting Person: Atchinson Robert (10% Owner)
Reporting Person: Gross Phillip (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-20	Class A Common Stock, $0.0001 par value Class A Common Stock	P	100	$9.31	Acquired	5938610	Indirect
2020-11-25	Class A Common Stock	P	7688	$9.5	Acquired	5946298	Indirect
2020-11-30	Class A Common Stock	P	10000	$9.4671	Acquired	5956298	Indirect
2020-12-01	Class A Common Stock	P	100	$9	Acquired	5956398	Indirect
2020-12-08	Class A Common Stock	S	29768	$12.562	Disposed	5926630	Indirect
2020-12-08	Class A Common Stock	S	10218	$12.5254	Disposed	5916412	Indirect
2020-12-09	Class A Common Stock	S	50000	$13.5127	Disposed	5866412	Indirect
2020-12-09	Class A Common Stock	S	25000	$13.5046	Disposed	5841412	Indirect
2020-12-09	Class A Common Stock	P	23957	$14.015	Disposed	5817455	Indirect
2020-12-09	Class A Common Stock	S	25000	$13.528	Disposed	5792455	Indirect
2020-12-09	Class A Common Stock	S	25000	$13.5096	Disposed	5767455	Indirect
2020-12-09	Class A Common Stock	S	25000	$13.7878	Disposed	5742455	Indirect
2020-12-09	Class A Common Stock	S	25000	$13.7933	Disposed	5717455	Indirect
2020-12-09	Class A Common Stock	S	15000	$13.8797	Disposed	5702455	Indirect
2020-12-10	Class A Common Stock	S	50000	$14.019	Acquired	5652455	Indirect
2020-12-10	Class A Common Stock	S	25000	$13.8674	Disposed	5627455	Indirect
2020-12-10	Class A Common Stock	S	7121	$14.1681	Disposed	5620334	Indirect
2020-12-10	Class A Common Stock	S	19382	$14.1013	Disposed	5600952	Indirect
2020-12-11	Class A Common Stock	S	10300	$15.0296	Disposed	5590652	Indirect
2020-12-11	Class A Common Stock	S	8380	$14.6585	Disposed	5582272	Indirect
2020-12-14	Class A Common Stock	S	15000	$14.0284	Disposed	5567272	Indirect
2020-12-15	Class A Common Stock	P	300	$12.75	Acquired	5567572	Indirect
2020-12-16	Class A Common Stock	P	50000	$12.2296	Acquired	5617572	Indirect
2020-12-16	Class A Common Stock	P	1750	$11.75	Acquired	5619322	Indirect
2020-12-17	Class A Common Stock	P	29629	$12.2499	Acquired	5648951	Indirect
2020-12-22	Class A Common Stock	S	15000	$13.6753	Disposed	5633951	Indirect
2020-12-31	Class A Common Stock	P	10000	$13.2733	Acquired	5643951	Indirect
2021-01-04	Class A Common Stock	S	130	$13.4023	Disposed	5643821	Indirect
2021-01-06	Class A Common Stock	S	6017	$13.0051	Disposed	5637804	Indirect
2021-01-07	Class A Common Stock	P	2913	$13.0051	Acquired	5640717	Indirect

Footnotes

F1: The securities to which this filing relates are held directly by Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"). Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of the Fund and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of such reporting person's pecuniary interest in the securities.