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GCM Grosvenor Inc. Director's Dealing 2021

Nov 12, 2021

31591_dirs_2021-11-12_f4fcf130-b710-49c1-a118-21e40e47b264.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GCM Grosvenor Inc. (GCMG)
CIK: 0001819796
Period of Report: 2021-11-05

Reporting Person: GCM Progress Subsidiary LLC (10% Owner)
Reporting Person: GCM Progress LLC (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Units $ Class A Common Stock (31410000) Indirect

Footnotes

F1: The common units of Grosvenor Capital Management Holdings, LLLP may be redeemed by the Reporting Persons at any time for shares of the Issuer's Class A Common Stock on a one-for-one basis. The common units do not expire.

F2: Represents common units transferred from Grosvenor Holdings, L.L.C. ("Holdings") to and in favor of GCM Progress Subsidiary LLC, the sole member of which is GCM Progress LLC, a wholly owned subsidiary of Holdings, as part of an internal restructuring on November 5, 2021.