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GCM Grosvenor Inc. — Director's Dealing 2021
Nov 12, 2021
31591_dirs_2021-11-12_f4fcf130-b710-49c1-a118-21e40e47b264.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GCM Grosvenor Inc. (GCMG)
CIK: 0001819796
Period of Report: 2021-11-05
Reporting Person: GCM Progress Subsidiary LLC (10% Owner)
Reporting Person: GCM Progress LLC (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Units | $ | Class A Common Stock (31410000) | Indirect |
Footnotes
F1: The common units of Grosvenor Capital Management Holdings, LLLP may be redeemed by the Reporting Persons at any time for shares of the Issuer's Class A Common Stock on a one-for-one basis. The common units do not expire.
F2: Represents common units transferred from Grosvenor Holdings, L.L.C. ("Holdings") to and in favor of GCM Progress Subsidiary LLC, the sole member of which is GCM Progress LLC, a wholly owned subsidiary of Holdings, as part of an internal restructuring on November 5, 2021.