GATX CORP — Director's Dealing 2023

Feb 6, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2023-02-02

Reporting Person: Ellman Thomas A. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-02	Common Stock	M	18900.00	$61.175	Acquired	54261.00	Direct
2023-02-02	Common Stock	S	14038.00	$115.7239	Disposed	40223.00	Direct
2023-02-02	Common Stock	S	3357.00	$116.4348	Disposed	36866.00	Direct
2023-02-02	Common Stock	S	1505.00	$117.3003	Disposed	35361.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-02-02	2017 NQ Stock Option (Right to Buy)	$61.175	M	18900.00	Disposed	2024-01-26	Common Stock (18900.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock 401(k)	9861.00	Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $116.0900 and the lowest price at which shares were sold was $115.1100.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $116.8200 and the lowest price at which shares were sold was $116.1100.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $117.6000 and the lowest price at which shares were sold was $117.1100.

F4: GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.