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GATX CORP — Director's Dealing 2021
Feb 3, 2021
30891_dirs_2021-02-03_327cedf8-6fac-4bf7-b55c-fb93c28c7008.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2021-02-01
Reporting Person: Golden Deborah A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Common Stock | M | 6700 | $61.175 | Acquired | 40435 | Direct |
| 2021-02-01 | Common Stock | S | 3998 | $90.5735 | Disposed | 36437 | Direct |
| 2021-02-01 | Common Stock | S | 2402 | $91.2816 | Disposed | 34035 | Direct |
| 2021-02-01 | Common Stock | S | 300 | $92.0067 | Disposed | 33735 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-01 | 2017 NQ Stock Option (Right to Buy) | $61.175 | M | 6700 | Disposed | 2024-01-26 | Common Stock (6700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 885 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $90.8700 and the lowest price at which shares were sold was $89.9000.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $91.8800 and the lowest price at which shares were sold was $90.9100.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $92.0600 and the lowest price at which shares were sold was $91.9700.
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