GATX CORP — Director's Dealing 2021

Feb 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2021-02-16

Reporting Person: KENNEY BRIAN A (Director, Chairman, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-16	Common Stock	M	7633	$39.185	Acquired	185522	Direct
2021-02-16	Common Stock	S	7633	$99.2049	Disposed	177889	Direct
2021-02-17	Common Stock	M	29400	$39.185	Acquired	207289	Direct
2021-02-17	Common Stock	S	28200	$96.7124	Disposed	179089	Direct
2021-02-17	Common Stock	S	1200	$97.1006	Disposed	177889	Direct
2021-02-18	Common Stock	M	55000	$39.185	Acquired	232889	Direct
2021-02-18	Common Stock	S	46000	$96.1086	Disposed	186889	Direct
2021-02-18	Common Stock	S	9000	$96.6299	Disposed	177889	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-16	2016 NQ Stock Option (Right to Buy)	$39.185	M	7633	Disposed	2023-01-28	Common Stock (7633)	Direct
2021-02-17	2016 NQ Stock Option (Right to Buy)	$39.185	M	29400	Disposed	2023-01-28	Common Stock (29400)	Direct
2021-02-18	2016 NQ Stock Option (Right to Buy)	$39.185	M	55000	Disposed	2023-01-28	Common Stock (55000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock 401(k)	10511	Indirect

Footnotes

F1: GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $99.7100 and the lowest price at which shares were sold was $99.0000.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $97.0300 and the lowest price at which shares were sold was $96.0400.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $97.1500 and the lowest price at which shares were sold was $97.0400.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $96.4903 and the lowest price at which shares were sold was $95.5000.

F6: Represents the weighted average sale price. The highest price at which shares were sold was $96.8400 and the lowest price at which shares were sold was $96.5000.