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GATX CORP — Director's Dealing 2020
Feb 21, 2020
30891_dirs_2020-02-21_e4eab7d0-d85b-4c1e-b26c-d8d41fd6517e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-02-19
Reporting Person: Shetty Amita (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-19 | Common Stock | M | 1133 | $71.525 | Acquired | 2867 | Direct |
| 2020-02-19 | Common Stock | M | 800 | $39.185 | Acquired | 3667 | Direct |
| 2020-02-19 | Common Stock | M | 1600 | $61.175 | Acquired | 5267 | Direct |
| 2020-02-19 | Common Stock | M | 1466 | $69.735 | Acquired | 6733 | Direct |
| 2020-02-19 | Common Stock | S | 4999 | $78.0541 | Disposed | 1734 | Direct |
| 2020-02-20 | Common Stock | S | 1034 | $80.0602 | Disposed | 700 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-19 | 2017 NQ Stock Option (Right to Buy) | $61.175 | M | 1600 | Disposed | 2024-01-26 | Common Stock (1600) | Direct |
| 2020-02-19 | 2016 NQ Stock Option (Right to Buy) | $39.185 | M | 800 | Disposed | 2023-01-28 | Common Stock (800) | Direct |
| 2020-02-19 | 2018 NQ Stock Option (Right to Buy) | $69.735 | M | 1466 | Disposed | 2025-01-25 | Common Stock (1466) | Direct |
| 2020-02-19 | 2019 NQ Stock Option (Right to Buy) | $71.525 | M | 1133 | Disposed | 2026-01-24 | Common Stock (1133) | Direct |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $78.1950 and the lowest price at which shares were sold was $78.0000
F2: Represents the weighted average sale price. The highest price at which shares were sold was $80.1800 and the lowest price at which shares were sold was $80.0000
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