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GATX CORP Director's Dealing 2020

Feb 21, 2020

30891_dirs_2020-02-21_e4eab7d0-d85b-4c1e-b26c-d8d41fd6517e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-02-19

Reporting Person: Shetty Amita (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-19 Common Stock M 1133 $71.525 Acquired 2867 Direct
2020-02-19 Common Stock M 800 $39.185 Acquired 3667 Direct
2020-02-19 Common Stock M 1600 $61.175 Acquired 5267 Direct
2020-02-19 Common Stock M 1466 $69.735 Acquired 6733 Direct
2020-02-19 Common Stock S 4999 $78.0541 Disposed 1734 Direct
2020-02-20 Common Stock S 1034 $80.0602 Disposed 700 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-19 2017 NQ Stock Option (Right to Buy) $61.175 M 1600 Disposed 2024-01-26 Common Stock (1600) Direct
2020-02-19 2016 NQ Stock Option (Right to Buy) $39.185 M 800 Disposed 2023-01-28 Common Stock (800) Direct
2020-02-19 2018 NQ Stock Option (Right to Buy) $69.735 M 1466 Disposed 2025-01-25 Common Stock (1466) Direct
2020-02-19 2019 NQ Stock Option (Right to Buy) $71.525 M 1133 Disposed 2026-01-24 Common Stock (1133) Direct

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $78.1950 and the lowest price at which shares were sold was $78.0000

F2: Represents the weighted average sale price. The highest price at which shares were sold was $80.1800 and the lowest price at which shares were sold was $80.0000