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GATX CORP — Director's Dealing 2020
Jun 9, 2020
30891_dirs_2020-06-09_dd7df478-ec65-40d9-b07d-d17e26339480.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-06-05
Reporting Person: Golden Deborah A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-05 | Common Stock | M | 5507 | $39.185 | Acquired | 38902 | Direct |
| 2020-06-05 | Common Stock | S | 5507 | $70.3227 | Disposed | 33395 | Direct |
| 2020-06-08 | Common Stock | M | 5624 | $39.185 | Acquired | 39019 | Direct |
| 2020-06-08 | Common Stock | S | 5224 | $69.1105 | Disposed | 33795 | Direct |
| 2020-06-08 | Common Stock | S | 400 | $70.2778 | Disposed | 33395 | Direct |
| 2020-06-09 | Common Stock | M | 5969 | $39.185 | Acquired | 39364 | Direct |
| 2020-06-09 | Common Stock | S | 3957 | $67.5855 | Disposed | 35407 | Direct |
| 2020-06-09 | Common Stock | S | 2012 | $68.2708 | Disposed | 33395 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-05 | 2016 NQ Stock Option (Right to Buy) | $39.185 | M | 5507 | Disposed | 2023-01-28 | Common Stock (5507) | Direct |
| 2020-06-08 | 2016 NQ Stock Option (Right to Buy) | $39.185 | M | 5624 | Disposed | 2023-01-28 | Common Stock (5624) | Direct |
| 2020-06-09 | 2016 NQ Stock Option (Right to Buy) | $39.185 | M | 5969 | Disposed | 2023-01-28 | Common Stock (5969) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 869 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $70.75 and the lowest price at which shares were sold was $70.02.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $69.89 and the lowest price at which shares were sold was $69.00.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $70.3350 and the lowest price at which shares were sold was $70.2011.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $67.98 and the lowest price at which shares were sold was $67.00.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $68.57 and the lowest price at which shares were sold was $68.02.