GATX CORP — Director's Dealing 2020

Aug 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-08-11

Reporting Person: Harkness Eric D. (SVP, Treas. & Chief Risk Off.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-11	Common Stock	M	4800	$39.185	Acquired	13714	Direct
2020-08-11	Common Stock	M	3600	$61.175	Acquired	17314	Direct
2020-08-11	Common Stock	M	3200	$56.91	Acquired	20514	Direct
2020-08-11	Common Stock	M	2600	$58.345	Acquired	23114	Direct
2020-08-11	Common Stock	F	5154	$68.345	Disposed	17960	Direct
2020-08-11	Common Stock	S	8714	$68.2685	Disposed	9246	Direct
2020-08-11	Common Stock	S	200	$69.10	Disposed	9046	Direct
2020-08-11	Common Stock	S	102	$69.0494	Disposed	8944	Direct
2020-08-11	Common Stock	S	8298	$68.2844	Disposed	646	Direct
2020-08-12	Common Stock	S	646	$66.5664	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-11	2016 NQ Stock Option (Right to Buy)	$39.185	M	4800	Disposed	2023-01-28	Common Stock (4800)	Direct
2020-08-11	2017 NQ Stock Option (Right to Buy)	$61.175	M	3600	Disposed	2024-01-26	Common Stock (3600)	Direct
2020-08-11	Stock-Settled Stock Appreciation Right	$56.91	M	3200	Disposed	2022-01-29	Common Stock (3200)	Direct
2020-08-11	Stock-Settled Stock Appreciation Right	$58.345	M	2600	Disposed	2021-01-30	Common Stock (2600)	Direct

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $68.92 and the lowest price at which shares were sold was $68.00.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $69.15 and the lowest price at which shares were sold was $69.05.

F3: Represents the weighted average sale price. The highest price at which shares were sold was $69.05 and the lowest price at which shares were sold was $68.97.

F4: Represents the weighted average sale price. The highest price at which shares were sold was $68.94 and the lowest price at which shares were sold was $67.97.

F5: Represents the weighted average sale price. The highest price at which shares were sold was $66.7636 and the lowest price at which shares were sold was $66.4300.