GATX CORP — Director's Dealing 2020

Sep 10, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-09-01

Reporting Person: Van Aken Jennifer (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4412	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
2018 NQ Stock Option (Right to Buy)	$69.735	2025-01-25	Common Stock (1300)		Direct
2019 NQ Stock Option (Right to Buy)	$71.525	2026-01-24	Common Stock (1800)		Direct
2020 NQ Stock Option (Right to Buy)	$77.07	2027-01-31	Common Stock (1700)		Direct
Stock-Settled Stock Appreciation Right	$56.91	2022-01-29	Common Stock (334)		Direct
2016 NQ Stock Option (Right to Buy)	$39.185	2023-01-28	Common Stock (1400)		Direct
2017 NQ Stock Option (Right to Buy)	$61.175	2024-01-26	Common Stock (1300)		Direct

Footnotes

F1: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

F2: 33.33% of Stock-Settled Stock Appreciation Right granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.