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GATX CORP — Director's Dealing 2020
Nov 3, 2020
30891_dirs_2020-11-03_6b9ca80a-f75b-40bc-af72-a9d7b021f787.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-10-30
Reporting Person: Titterton Paul F (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-30 | Common Stock | M | 4300 | $58.345 | Acquired | 17779 | Direct |
| 2020-10-30 | Common Stock | S | 3858 | $67.8059 | Disposed | 13921 | Direct |
| 2020-10-30 | Common Stock | F | 3857 | $68.31 | Disposed | 10064 | Direct |
| 2020-11-02 | Common Stock | S | 443 | $69.3996 | Disposed | 9621 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-30 | Stock-Settled Stock Appreciation Right | $58.345 | M | 4300 | Disposed | 2021-01-30 | Common Stock (4300) | Direct |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $68.1050 and the lowest price at which shares were sold was $67.4800.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $69.4000 and the lowest price at which shares were sold was $69.3901.
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