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GATX CORP — Director's Dealing 2020
Nov 6, 2020
30891_dirs_2020-11-06_c0ffef19-321e-49ea-9979-92cc15b2fa45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-11-04
Reporting Person: LYONS ROBERT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-04 | Common Stock | M | 17500 | $58.345 | Acquired | 65742 | Direct |
| 2020-11-04 | Common Stock | F | 15797 | $70.705 | Disposed | 49945 | Direct |
| 2020-11-05 | Common Stock | S | 1703 | $72.9409 | Disposed | 48242 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-04 | Stock-Settled Stock Appreciation Right | $58.345 | M | 17500 | Disposed | 2021-01-30 | Common Stock (17500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 2826 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $73.11 and the lowest price at which shares were sold was $72.76.
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