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GATX CORP Director's Dealing 2020

Nov 6, 2020

30891_dirs_2020-11-06_c0ffef19-321e-49ea-9979-92cc15b2fa45.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-11-04

Reporting Person: LYONS ROBERT C (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-04 Common Stock M 17500 $58.345 Acquired 65742 Direct
2020-11-04 Common Stock F 15797 $70.705 Disposed 49945 Direct
2020-11-05 Common Stock S 1703 $72.9409 Disposed 48242 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-04 Stock-Settled Stock Appreciation Right $58.345 M 17500 Disposed 2021-01-30 Common Stock (17500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 2826 Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $73.11 and the lowest price at which shares were sold was $72.76.