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GATX CORP — Director's Dealing 2020
Nov 11, 2020
30891_dirs_2020-11-10_62e0d339-4a9a-4b5e-a7c1-10aeb4a9da9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-11-09
Reporting Person: Zmudka Robert (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | M | 4900 | $61.175 | Acquired | 11807 | Direct |
| 2020-11-09 | Common Stock | S | 3900 | $78.3629 | Disposed | 7907 | Direct |
| 2020-11-09 | Common Stock | S | 1000 | $78.8524 | Disposed | 6907 | Direct |
| 2020-11-09 | Common Stock | S | 997 | $78.5991 | Disposed | 5910 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | 2017 NQ Stock Option (Right to Buy) | $61.175 | M | 4900 | Disposed | 2024-01-26 | Common Stock (4900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 378 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $78.7057 and the lowest price at which shares were sold was $77.7500.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $78.9600 and the lowest price at which shares were sold was $78.7500.
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