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GATX CORP — Director's Dealing 2020
Nov 11, 2020
30891_dirs_2020-11-10_d33756f3-d697-4c64-b0c1-6568ad218367.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-11-09
Reporting Person: Ellman Thomas A. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | M | 12500 | $58.345 | Acquired | 45264 | Direct |
| 2020-11-09 | Common Stock | F | 10653 | $79.425 | Disposed | 34611 | Direct |
| 2020-11-10 | Common Stock | S | 1847 | $79.5769 | Disposed | 32764 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | Stock-Settled Stock Appreciation Right | $58.345 | M | 12500 | Disposed | 2021-01-30 | Common Stock (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 9443 | Indirect |
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