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GATX CORP — Director's Dealing 2020
Nov 12, 2020
30891_dirs_2020-11-12_b51d93b0-ab05-4e56-b4cf-439bf8bd00fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-11-09
Reporting Person: KENNEY BRIAN A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | M | 57500 | $58.345 | Acquired | 235389 | Direct |
| 2020-11-09 | Common Stock | F | 49000 | $79.425 | Disposed | 186389 | Direct |
| 2020-11-10 | Common Stock | S | 8500 | $79.6306 | Disposed | 177889 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-09 | Stock-Settled Stock Appreciation Right | $58.345 | M | 57500 | Disposed | 2021-01-30 | Common Stock (57500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 10477 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $79.9828 and the lowest price at which shares were sold was $79.1000.
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