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GATX CORP — Director's Dealing 2020
Nov 26, 2020
30891_dirs_2020-11-25_bd499dcb-b532-441e-b653-22757bc19650.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2020-11-24
Reporting Person: Young Jeffery R. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-24 | Common Stock | M | 1200 | $61.175 | Acquired | 6276 | Direct |
| 2020-11-24 | Common Stock | M | 1033 | $71.525 | Acquired | 7309 | Direct |
| 2020-11-24 | Common Stock | M | 2133 | $69.735 | Acquired | 9442 | Direct |
| 2020-11-24 | Common Stock | S | 4066 | $84.352 | Disposed | 5376 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-24 | 2018 NQ Stock Option (Right to Buy) | $69.735 | M | 2133 | Disposed | 2025-01-25 | Common Stock (2133) | Direct |
| 2020-11-24 | 2017 NQ Stock Option (Right to Buy) | $61.175 | M | 1200 | Disposed | 2024-01-26 | Common Stock (1200) | Direct |
| 2020-11-24 | 2019 NQ Stock Option (Right to Buy) | $71.525 | M | 1033 | Disposed | 2026-01-24 | Common Stock (1033) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 251 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $84.700 and the lowest price at which shares were sold was $84.000.
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