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GATX CORP — Director's Dealing 2019
Aug 1, 2019
30891_dirs_2019-08-01_44896f78-d959-452b-b45e-b3cc06b381f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2019-07-30
Reporting Person: MUCKIAN WILLIAM M (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-30 | Common Stock | M | 4000 | $58.345 | Acquired | 11660 | Direct |
| 2019-07-30 | Common Stock | M | 4900 | $56.91 | Acquired | 16560 | Direct |
| 2019-07-30 | Common Stock | F | 7294 | $77.31 | Disposed | 9266 | Direct |
| 2019-07-31 | Common Stock | M | 2200 | $39.185 | Acquired | 11466 | Direct |
| 2019-07-31 | Common Stock | M | 2000 | $61.175 | Acquired | 13466 | Direct |
| 2019-07-31 | Common Stock | S | 1606 | $78.304 | Disposed | 11860 | Direct |
| 2019-07-31 | Common Stock | S | 1491 | $77.0971 | Disposed | 10369 | Direct |
| 2019-07-31 | Common Stock | S | 2709 | $78.2269 | Disposed | 7660 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-30 | Stock-Settled Stock Appreciation Right | $58.345 | M | 4000 | Disposed | 2021-01-30 | Common Stock (4000) | Direct |
| 2019-07-30 | Stock-Settled Stock Appreciation Right | $56.91 | M | 4900 | Disposed | 2022-01-29 | Common Stock (4900) | Direct |
| 2019-07-31 | 2016 NQ Stock Option (Right to Buy) | $39.185 | M | 2200 | Disposed | 2023-01-28 | Common Stock (2200) | Direct |
| 2019-07-31 | 2017 NQ Stock Option (Right to Buy) | $61.175 | M | 2000 | Disposed | 2024-01-26 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 1242 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $78.44 and the lowest price at which shares were sold was $78.08.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $77.50 and the lowest price at which shares were sold was $76.56
F3: Represents the weighted average sale price. The highest price at which shares were sold was $78.48 and the lowest price at which shares were sold was $77.63
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