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GATX CORP Director's Dealing 2019

Aug 1, 2019

30891_dirs_2019-08-01_44896f78-d959-452b-b45e-b3cc06b381f0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2019-07-30

Reporting Person: MUCKIAN WILLIAM M (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-30 Common Stock M 4000 $58.345 Acquired 11660 Direct
2019-07-30 Common Stock M 4900 $56.91 Acquired 16560 Direct
2019-07-30 Common Stock F 7294 $77.31 Disposed 9266 Direct
2019-07-31 Common Stock M 2200 $39.185 Acquired 11466 Direct
2019-07-31 Common Stock M 2000 $61.175 Acquired 13466 Direct
2019-07-31 Common Stock S 1606 $78.304 Disposed 11860 Direct
2019-07-31 Common Stock S 1491 $77.0971 Disposed 10369 Direct
2019-07-31 Common Stock S 2709 $78.2269 Disposed 7660 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-07-30 Stock-Settled Stock Appreciation Right $58.345 M 4000 Disposed 2021-01-30 Common Stock (4000) Direct
2019-07-30 Stock-Settled Stock Appreciation Right $56.91 M 4900 Disposed 2022-01-29 Common Stock (4900) Direct
2019-07-31 2016 NQ Stock Option (Right to Buy) $39.185 M 2200 Disposed 2023-01-28 Common Stock (2200) Direct
2019-07-31 2017 NQ Stock Option (Right to Buy) $61.175 M 2000 Disposed 2024-01-26 Common Stock (2000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 1242 Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $78.44 and the lowest price at which shares were sold was $78.08.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $77.50 and the lowest price at which shares were sold was $76.56

F3: Represents the weighted average sale price. The highest price at which shares were sold was $78.48 and the lowest price at which shares were sold was $77.63