GATX CORP — Director's Dealing 2018

Jan 25, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2018-01-24

Reporting Person: Earl James F (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-01-24	Common Stock	M	21500	$44.015	Acquired	104359	Direct
2018-01-24	Common Stock	F	16323	$69.9975	Disposed	88036	Direct
2018-01-25	Common Stock	S	5177	$69.6132	Disposed	82859	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-01-24	Stock-Settled Stock Appreciation Right	$44.015	M	21500	Disposed	2019-01-26	Common Stock (21500)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock 401(k)	10573	Indirect

Footnotes

F1: GATX Corporation's 401(k) plan is a unitized stock fund made up of company stock plus short term investments. Because the fund includes more than company stock, participants hold units of the fund rather than company shares of stock. The number of units held by a participant may vary depending on the performance of the company stock, the overall stock market, and the amount of short term investments in the fund. Such a variance has caused the value of the units in the reporting person's 401(k) fund to be reduced without any actual disposition of shares.

F2: Represents the weighted average sale price. The highest price at which shares were sold was $69.91 and the lowest price at which shares were sold was $69.155