GATX CORP — Director's Dealing 2018

Jan 31, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2018-01-29

Reporting Person: Brooks Michael T. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-01-29	Common Stock	M	4500	$58.345	Acquired	21260	Direct
2018-01-29	Common Stock	M	5400	$56.91	Acquired	26660	Direct
2018-01-29	Common Stock	F	8473	$72.31	Disposed	18187	Direct
2018-01-30	Common Stock	M	5600	$39.185	Acquired	23787	Direct
2018-01-30	Common Stock	M	1933	$61.175	Acquired	25720	Direct
2018-01-30	Common Stock	S	1427	$71.6052	Disposed	24293	Direct
2018-01-30	Common Stock	S	7533	$71.5164	Disposed	16760	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-01-29	Stock-Settled Stock Appreciation Right	$58.345	M	4500	Disposed	2021-01-30	Common Stock (4500)	Direct
2018-01-29	Stock-Settled Stock Appreciation Right	$56.91	M	5400	Disposed	2022-01-29	Common Stock (5400)	Direct
2018-01-30	2016 NQ Stock Option (Right to Buy)	$39.185	M	5600	Disposed	2023-01-28	Common Stock (5600)	Direct
2018-01-30	2017 NQ Stock Option (Right to Buy)	$61.175	M	1933	Disposed	2024-01-26	Common Stock (1933)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock 401(k)	544	Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $71.84 and the lowest price at which shares were sold was $71.43

F2: Represents the weighted average sale price. The highest price at which shares were sold was $71.92 and the lowest price at which shares were sold was $71.22