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GATX CORP — Director's Dealing 2018
Feb 16, 2018
30891_dirs_2018-02-16_738a0b35-c969-4199-9c2e-b48271ae233e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2018-02-15
Reporting Person: Young Jeffery R. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Stock | M | 1134 | $56.91 | Acquired | 5785 | Direct |
| 2018-02-15 | Common Stock | M | 1533 | $39.185 | Acquired | 7318 | Direct |
| 2018-02-15 | Common Stock | F | 2042 | $69.8 | Disposed | 5276 | Direct |
| 2018-02-16 | Common Stock | S | 312 | $70.2916 | Disposed | 4964 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-15 | Stock-Settled Stock Appreciation Right | $56.91 | M | 1134 | Disposed | 2022-01-29 | Common Stock (1134) | Direct |
| 2018-02-15 | 2016 NQ Stock Option (Right to Buy) | $39.185 | M | 1533 | Disposed | 2023-01-28 | Common Stock (1533) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 471 | Indirect |
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