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GATX CORP Director's Dealing 2018

Aug 16, 2018

30891_dirs_2018-08-16_47089ef3-3c20-4b8d-932b-696788e0a354.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2018-08-09

Reporting Person: Zmudka Robert (N/A)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9680 Direct
Common Stock 401(k) 355 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
2016 NQ Stock Option (Right to Buy) $39.185 2023-01-28 Common Stock (2134) Direct
2017 NQ Stock Option (Right to Buy) $61.175 2024-01-26 Common Stock (4900) Direct
2018 NQ Stock Option (Right to Buy) $69.735 2025-01-25 Common Stock (4400) Direct

Footnotes

F1: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.