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GATX CORP — Director's Dealing 2018
Aug 28, 2018
30891_dirs_2018-08-28_19d4c9e0-d2c6-407b-9eaa-7fab104ba902.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2018-08-24
Reporting Person: LYONS ROBERT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-24 | Common Stock | M | 18200 | $44.015 | Acquired | 66963 | Direct |
| 2018-08-24 | Common Stock | F | 13240 | $86.195 | Disposed | 53723 | Direct |
| 2018-08-27 | Common Stock | S | 4960 | $86.5937 | Disposed | 48763 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-24 | Stock-Settled Stock Appreciation Right | $44.015 | M | 18200 | Disposed | 2019-01-26 | Common Stock (18200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 2658 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $86.93 and the lowest price at which shares were sold was $86.25
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