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GATX CORP Director's Dealing 2017

Jan 25, 2017

30891_dirs_2017-01-25_596ea76b-e2fe-4124-afbf-51fabc651079.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2017-01-23

Reporting Person: Brooks Michael T. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-23 Common Stock M 6700 $33.935 Acquired 27300 Direct
2017-01-23 Common Stock M 5000 $44.015 Acquired 32300 Direct
2017-01-23 Common Stock M 5000 $45.891 Acquired 37300 Direct
2017-01-23 Common Stock F 13047 $59.4 Disposed 24253 Direct
2017-01-24 Common Stock S 3653 $59.4469 Disposed 20600 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-23 Stock-Settled Stock Appreciation Right $33.935 M 6700 Disposed 2018-01-27 Common Stock (6700) Direct
2017-01-23 Stock-Settled Stock Appreciation Right $44.015 M 5000 Disposed 2019-01-26 Common Stock (5000) Direct
2017-01-23 Stock-Settled Stock Appreciation Right $45.891 M 5000 Disposed 2020-01-24 Common Stock (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 530 Indirect

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $59.78 and the lowest price at which shares were sold was $59.22