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GATX CORP — Director's Dealing 2017
Jan 25, 2017
30891_dirs_2017-01-25_596ea76b-e2fe-4124-afbf-51fabc651079.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2017-01-23
Reporting Person: Brooks Michael T. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-23 | Common Stock | M | 6700 | $33.935 | Acquired | 27300 | Direct |
| 2017-01-23 | Common Stock | M | 5000 | $44.015 | Acquired | 32300 | Direct |
| 2017-01-23 | Common Stock | M | 5000 | $45.891 | Acquired | 37300 | Direct |
| 2017-01-23 | Common Stock | F | 13047 | $59.4 | Disposed | 24253 | Direct |
| 2017-01-24 | Common Stock | S | 3653 | $59.4469 | Disposed | 20600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-23 | Stock-Settled Stock Appreciation Right | $33.935 | M | 6700 | Disposed | 2018-01-27 | Common Stock (6700) | Direct |
| 2017-01-23 | Stock-Settled Stock Appreciation Right | $44.015 | M | 5000 | Disposed | 2019-01-26 | Common Stock (5000) | Direct |
| 2017-01-23 | Stock-Settled Stock Appreciation Right | $45.891 | M | 5000 | Disposed | 2020-01-24 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 530 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $59.78 and the lowest price at which shares were sold was $59.22
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