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GATX CORP — Director's Dealing 2017
Jan 25, 2017
30891_dirs_2017-01-25_20c125b1-7cab-4896-b87f-8759d582e7e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2017-01-23
Reporting Person: Titterton Paul F (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-23 | Common Stock | M | 1300 | $44.015 | Acquired | 9840 | Direct |
| 2017-01-23 | Common Stock | M | 2467 | $45.891 | Acquired | 12307 | Direct |
| 2017-01-23 | Common Stock | F | 3198 | $59.4 | Disposed | 9109 | Direct |
| 2017-01-23 | Common Stock 401(k) | I | 5524 | $59.19 | Disposed | 0 | Indirect |
| 2017-01-24 | Common Stock | S | 569 | $59.3204 | Disposed | 8540 | Direct |
| 2017-01-25 | Common Stock | S | 2571 | $60.31 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-23 | Stock-Settled Stock Appreciation Right | $44.015 | M | 1300 | Disposed | 2019-01-26 | Common Stock (1300) | Direct |
| 2017-01-23 | Stock-Settled Stock Appreciation Right | $45.891 | M | 2467 | Disposed | 2020-01-24 | Common Stock (2467) | Direct |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $59.64 and the lowest price at which shares were sold was $59.20
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