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GATX CORP Director's Dealing 2017

Jan 25, 2017

30891_dirs_2017-01-25_20c125b1-7cab-4896-b87f-8759d582e7e5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2017-01-23

Reporting Person: Titterton Paul F (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-23 Common Stock M 1300 $44.015 Acquired 9840 Direct
2017-01-23 Common Stock M 2467 $45.891 Acquired 12307 Direct
2017-01-23 Common Stock F 3198 $59.4 Disposed 9109 Direct
2017-01-23 Common Stock 401(k) I 5524 $59.19 Disposed 0 Indirect
2017-01-24 Common Stock S 569 $59.3204 Disposed 8540 Direct
2017-01-25 Common Stock S 2571 $60.31 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-23 Stock-Settled Stock Appreciation Right $44.015 M 1300 Disposed 2019-01-26 Common Stock (1300) Direct
2017-01-23 Stock-Settled Stock Appreciation Right $45.891 M 2467 Disposed 2020-01-24 Common Stock (2467) Direct

Footnotes

F1: Represents the weighted average sale price. The highest price at which shares were sold was $59.64 and the lowest price at which shares were sold was $59.20