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GATX CORP — Director's Dealing 2017
Jan 30, 2017
30891_dirs_2017-01-30_de7725e3-ea7d-4beb-acb9-db939807c785.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2017-01-26
Reporting Person: Ellman Thomas A. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-26 | Common Stock | A | 7495 | — | Acquired | 23822 | Direct |
| 2017-01-26 | Common Stock | F | 2390 | $61.175 | Disposed | 21432 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-26 | 2017 NQ Stock Option (Right to Buy) | $61.175 | A | 18900 | Acquired | 2024-01-26 | Common Stock (18900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 8570 | Indirect |
Footnotes
F1: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.
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