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GATX CORP — Director's Dealing 2017
Feb 1, 2017
30891_dirs_2017-02-01_5a556f21-5853-4330-8b31-b66182bb2b96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2017-01-30
Reporting Person: Young Jeffery R. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-30 | Common Stock | M | 1000 | $45.891 | Acquired | 8050 | Direct |
| 2017-01-30 | Common Stock | M | 1533 | $39.185 | Acquired | 9583 | Direct |
| 2017-01-30 | Common Stock | F | 2072 | $58.7 | Disposed | 7511 | Direct |
| 2017-01-31 | Common Stock | S | 230 | $57.4256 | Disposed | 7281 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-30 | Stock-Settled Stock Appreciation Right | $45.891 | M | 1000 | Disposed | 2020-01-24 | Common Stock (1000) | Direct |
| 2017-01-30 | 2016 NQ Stock Option (Right to Buy) | $39.185 | M | 1533 | Disposed | 2023-01-28 | Common Stock (1533) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 460 | Indirect |
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