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GATX CORP — Director's Dealing 2017
Jun 14, 2017
30891_dirs_2017-06-14_47878fb6-bb08-487d-a5e2-4a886d2ad1f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2017-06-12
Reporting Person: Golden Deborah A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-12 | Common Stock | M | 8000 | $33.935 | Acquired | 39783 | Direct |
| 2017-06-12 | Common Stock | F | 5571 | $64.375 | Disposed | 34212 | Direct |
| 2017-06-13 | Common Stock | S | 2429 | $65.4198 | Disposed | 31783 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-12 | Stock-Settled Stock Appreciation Right | $33.935 | M | 8000 | Disposed | 2018-01-27 | Common Stock (8000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 805 | Indirect |
Footnotes
F1: Represents the weighted average sale price. The highest price at which shares were sold was $65.4900 and the lowest price at which shares were sold was $65.3045
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