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GATX CORP — Director's Dealing 2016
Feb 2, 2016
30891_dirs_2016-02-01_333d86bc-ee7e-417d-8d29-d9de7861f34c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2016-01-28
Reporting Person: LYONS ROBERT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-28 | Common Stock | A | 10898 | — | Acquired | 44867 | Direct |
| 2016-01-28 | Common Stock | F | 3461 | $39.185 | Disposed | 41406 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-28 | 2016 NQ Stock Option (Right to Buy) | $39.185 | A | 27600 | Acquired | 2023-01-28 | Common Stock (27600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 2488.509 | Indirect |
Footnotes
F1: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.
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