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GATX CORP — Director's Dealing 2016
Feb 9, 2016
30891_dirs_2016-02-08_f6225010-8d3e-4bdc-88bd-9aee46b2967b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2016-01-29
Reporting Person: Adedoyin Niyi (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock 401(k) | 2991.417 | Indirect |
| Common Stock | 2787.769 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 2016 NQ Stock Option (Right to Buy) | $39.185 | 2023-01-28 | Common Stock (5700) | Direct | |
| Stock-Settled Stock Appreciation Right | $33.935 | 2018-01-27 | Common Stock (600) | Direct | |
| Stock-Settled Stock Appreciation Right | $44.015 | 2019-01-26 | Common Stock (934) | Direct | |
| Stock-Settled Stock Appreciation Right | $45.891 | 2020-01-24 | Common Stock (1500) | Direct | |
| Stock-Settled Stock Appreciation Right | $58.345 | 2021-01-30 | Common Stock (2000) | Direct | |
| Stock-Settled Stock Appreciation Right | $56.91 | 2022-01-29 | Common Stock (2400) | Direct |
Footnotes
F1: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.
F2: 33.33% of Stock-Settled Stock Appreciation Right granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.
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