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GATX CORP Director's Dealing 2016

Feb 9, 2016

30891_dirs_2016-02-08_f6225010-8d3e-4bdc-88bd-9aee46b2967b.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GATX CORP (GMT)
CIK: 0000040211
Period of Report: 2016-01-29

Reporting Person: Adedoyin Niyi (N/A)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 401(k) 2991.417 Indirect
Common Stock 2787.769 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
2016 NQ Stock Option (Right to Buy) $39.185 2023-01-28 Common Stock (5700) Direct
Stock-Settled Stock Appreciation Right $33.935 2018-01-27 Common Stock (600) Direct
Stock-Settled Stock Appreciation Right $44.015 2019-01-26 Common Stock (934) Direct
Stock-Settled Stock Appreciation Right $45.891 2020-01-24 Common Stock (1500) Direct
Stock-Settled Stock Appreciation Right $58.345 2021-01-30 Common Stock (2000) Direct
Stock-Settled Stock Appreciation Right $56.91 2022-01-29 Common Stock (2400) Direct

Footnotes

F1: 33.33% of Stock Option granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.

F2: 33.33% of Stock-Settled Stock Appreciation Right granted may be exercised commencing 1 year from the date of the grant, an additional 33.33% commencing 2 years from the date of the grant and the remaining 33.34% commencing 3 years from the date of the grant.