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GATX CORP — Director's Dealing 2016
Oct 26, 2016
30891_dirs_2016-10-26_35aa5827-905d-4921-83e3-355a64ea14aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GATX CORP (GATX)
CIK: 0000040211
Period of Report: 2016-10-24
Reporting Person: Harkness Eric D. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-24 | Common Stock | M | 2100 | $26.155 | Acquired | 6278.807 | Direct |
| 2016-10-24 | Common Stock | M | 2900 | $33.935 | Acquired | 9178.807 | Direct |
| 2016-10-24 | Common Stock | F | 1461 | $46.875 | Disposed | 7717.807 | Direct |
| 2016-10-24 | Common Stock | F | 2349 | $46.875 | Disposed | 5368.807 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-24 | Stock-Settled Stock Appreciation Right | $26.155 | M | 2100 | Disposed | 2017-01-28 | Common Stock (2100) | Direct |
| 2016-10-24 | Stock-Settled Stock Appreciation Right | $33.935 | M | 2900 | Disposed | 2018-01-27 | Common Stock (2900) | Direct |
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